Services
Software does not pass an inspection. People and evidence do.
Every firm we meet has tools. What separates the ones that come through a supervisory visit well is whether somebody sat down, worked out what was actually required of them, and built a framework that holds. That work is what these services do, and you can buy them without buying a single module.
Delivered by people who have held the MLRO seat and answered to a regulator.
- Services
- 3, each bought on its own
- Delivered by
- Practitioners, not generalist consultants
- Platform required
- No, these work on any system
- Coverage
- UK, US, EU and the Gulf
Financial Crime Compliance Advisory
Expert advisory services to help organisations detect, prevent, and manage risks linked to financial crimes including money laundering, terrorist financing, proliferation financing, fraud, and other forms of financial crimes .
What you get
- Financial Crime & Enterprise Wide Risk Assessment. Comprehensive assessment of money laundering risks across products, services, and geographies.
- Fraud Prevention Framework. Design and implementation of fraud prevention controls and monitoring systems.
- Sanctions Compliance. Guidance on sanctions screening programs and OFAC compliance requirements.
- Transaction Monitoring Design. Design and optimization of transaction monitoring systems and rules.
- Compliance Program Development. Development of comprehensive financial crime compliance programs.
Areas covered
- Financial Crime & Enterprise Wide Risk Assessment
- Fraud Prevention Framework
- Sanctions Compliance
- Transaction Monitoring Design
- Compliance Program Development
How an engagement runs
- ScopingWhat is driving this, what already exists, and what the deadline is. Free, and it ends with a written proposal or an honest no.Week 0 · No charge
- DiscoveryDocumentation review and interviews across first and second line, so the picture is what happens rather than what the manual says.Weeks 1 to 2
- DeliveryWork drafted, reviewed with you, revised. You see progress, not a finished document you had no hand in.Weeks 3 to 6
- HandoverFinal deliverables, a walkthrough with the people who will own them, and a note of what needs revisiting and when.Final week
Modules that support this work
Useful, and entirely optional. Plenty of service work is delivered on systems we did not supply.
Ready to discuss Financial Crime Compliance Advisory? The scoping call answers whether we are the right fit, and it costs nothing.
Compliance Health Check
Independent diagnostic reviews of the compliance frameworks to ensure alignment with regulatory and legal requirements.
What you get
- Framework Assessment. Comprehensive evaluation of compliance framework design and effectiveness.
- Control Testing. Testing of key compliance controls and identification of weaknesses.
- Documentation Review. Review of compliance documentation for completeness and accuracy.
- Risk Heat Mapping. Creation of visual risk heat maps to prioritize compliance issues.
- Benchmark Analysis. Comparison against industry best practices and regulatory expectations.
- Gap Identification. Identification of gaps between current state and regulatory requirements.
- Remediation Planning. Development of prioritized remediation plans with timelines.
- Maturity Assessment. Evaluation of compliance program maturity and development roadmap.
- Stakeholder Interviews. Conducting interviews with key stakeholders across the organization.
- Reporting Package. Comprehensive reporting package with findings and recommendations.
Areas covered
- Framework Assessment
- Control Testing
- Documentation Review
- Risk Heat Mapping
- Benchmark Analysis
- Gap Identification
- Remediation Planning
- Maturity Assessment
- Stakeholder Interviews
- Reporting Package
How an engagement runs
- ScopingWhat is driving this, what already exists, and what the deadline is. Free, and it ends with a written proposal or an honest no.Week 0 · No charge
- DiscoveryDocumentation review and interviews across first and second line, so the picture is what happens rather than what the manual says.Weeks 1 to 2
- DeliveryWork drafted, reviewed with you, revised. You see progress, not a finished document you had no hand in.Weeks 3 to 6
- HandoverFinal deliverables, a walkthrough with the people who will own them, and a note of what needs revisiting and when.Final week
Modules that support this work
Useful, and entirely optional. Plenty of service work is delivered on systems we did not supply.
Ready to discuss Compliance Health Check? The scoping call answers whether we are the right fit, and it costs nothing.
Outsourcing Services
Access experienced compliance, risk, and technology professionals to strengthen your firm's capabilities.
What you get
- Compliance Professionals. Access to experienced compliance officers for daily operations and projects.
- Compliance Function. Fully outsourced compliance function with end-to-end responsibility.
- Risk Professionals. Risk management experts for assessment, monitoring, and reporting.
- Risk Function. Outsourced risk management function with comprehensive frameworks.
- Technology Professionals. Technology experts for system implementation and optimization.
- Technology Function. Managed technology services for compliance systems and infrastructure.
Areas covered
- Compliance Professionals
- Compliance Function
- Risk Professionals
- Risk Function
- Technology Professionals
- Technology Function
How an engagement runs
- ScopingWhat is driving this, what already exists, and what the deadline is. Free, and it ends with a written proposal or an honest no.Week 0 · No charge
- DiscoveryDocumentation review and interviews across first and second line, so the picture is what happens rather than what the manual says.Weeks 1 to 2
- DeliveryWork drafted, reviewed with you, revised. You see progress, not a finished document you had no hand in.Weeks 3 to 6
- HandoverFinal deliverables, a walkthrough with the people who will own them, and a note of what needs revisiting and when.Final week
Modules that support this work
Useful, and entirely optional. Plenty of service work is delivered on systems we did not supply.
Ready to discuss Outsourcing Services? The scoping call answers whether we are the right fit, and it costs nothing.
Engagement models
Three ways to buy. All of them priced up front.
Nobody signs an open ended day rate willingly. Scope and price are agreed before work starts, and if the scope changes we tell you before the invoice does.
Project
A defined piece of work with a start, an end and a deliverable. The most common way firms buy a health check or a risk assessment.
- Fixed price agreed before kick off
- Named deliverables and dates
- Draft shared before final
- Handover session included
Retained advisory
A set amount of practitioner time each month, for the questions that come up between projects. The cheapest way to have somebody experienced on call.
- Agreed monthly time allocation
- Same practitioner throughout
- Regulatory change monitoring
- Unused time carried for one month
Resource placement
People working inside your team, on your systems, under your direction, for as long as the workload requires it.
- Named individuals you meet first
- Daily or monthly rates, agreed up front
- Scope of authority in writing
- Planned handover at exit
Services and platform
Buy either. They are better together, and we will not pretend otherwise.
Most consultancies write you a framework and leave. Most software vendors sell you a tool and assume somebody will configure it properly. The gap between those two is where compliance programmes fail.
We do both, which means the risk assessment written in an advisory engagement can be the one living in TitanRisk, and the control weaknesses found in a health check can become the test plan in TitanControl. Nothing is retyped, and nothing is lost between the consultant and the system.
What that looks like in practice
- The health check finds four material gapsDocumented in the report with evidence, ranked by exposure and effort.
- The remediation plan becomes real tasksOwners, deadlines and evidence requirements, tracked rather than sitting in a spreadsheet.
- Controls get tested on a cycleThe same controls the report named, retested on schedule, with findings recorded.
- The next review starts from evidenceNot from a blank page and a round of interviews about what changed.
Common questions
Before you get in touch.
Do we have to buy the platform to use the services? +
No. All services are bought independently and are frequently delivered on systems we did not supply. If the right recommendation is to keep what you have and configure it properly, that is the recommendation you will get.
How long does a health check take? +
Four to six weeks from kick off to the final report for most firms, depending on size and how quickly documentation and interviews can be arranged. The scope and the price are both fixed before anything starts.
Can you act as our outsourced MLRO? +
We supply experienced compliance professionals and run functions end to end. Whether a named regulatory role can sit outside the firm depends on your regulator and your permissions, so we confirm that for your situation rather than promising it in advance.
Is a health check really independent if you also sell software? +
Fair question, and worth asking any vendor who does both. The report names gaps and controls, never products. Recommendations are written in terms of what needs to be true, not what needs to be bought, and you are free to act on them with anyone.
What does it cost? +
It depends on the number of entities, jurisdictions and permissions in scope, so there is no useful list price. The scoping call is free and ends with a fixed written quote, which you are under no obligation to accept.
We are very small. Is this worth it for us? +
Sometimes not, and we will say so. A small DNFBP may need a proportionate risk assessment and some training rather than a full programme review. Retained advisory exists for exactly that situation.
Need something not listed
Tell us the problem. We will tell you if we are the right people.
Bespoke work happens often, particularly around remediation programmes and new market entry. The scoping call is free, it ends in a written proposal or an honest no, and either answer is more useful than three more meetings.
Or call +44 7951 564127, Monday to Friday.